Disclosures

Disclosures

 

Sherman Wealth Management LLC (“Sherman Wealth”) is a Registered Investment Advisor (“RIA”), located in the State of Maryland. Sherman Wealth provides asset management and related services for clients nationally. Sherman Wealth will maintain all applicable registration and licenses as required by the various states in which Sherman Wealth conducts business, as applicable. Sherman Wealth renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.

This web site is intended to provide general information about Sherman Wealth. It is not intended to offer investment advice. Information regarding investment products and services are provided solely to read about our investment philosophy, our strategies and to be able to contact us for further information.

Market data, articles and other content on this web site are based on generally-available information and are believed to be reliable. Sherman Wealth does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice.

Sherman Wealth will provide all prospective clients with a copy of our current Form ADV, Part 2A (“Disclosure Brochure”) and the Brochure Supplement for each advisory person supporting a particular client. You may obtain a copy of these disclosures on the SEC website at http://adviserinfo.sec.gov or you may Contact Us {add hyperlink} to request a copy.

If you have any questions regarding Compliance and Regulatory information, please Contact Us

Email Disclosures

Sherman Wealth often communicates with its clients and prospective clients through email and other electronic means. Your privacy and security are very important to us. Sherman Wealth makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send Sherman Wealth private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery.

Please note: Sherman Wealth does not accept trading or money movement instructions via email.

As a registered investment advisor, Sherman Wealth emails are subject to inspection by the Chief Compliance Officer (“CCO”) of Sherman Wealth and the securities regulators.

If you have received an email from Sherman Wealth in error, we ask that you contact the sender and destroy the the email and its contents.

For a copy of the Sherman Wealth Privacy Policy, please click here.

If you have any questions regarding our email policies, please Contact Us.

Social Websites

Sherman Wealth may utilize third-party websites that include social media websites, blogs and other interactive content. Sherman Wealth considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, Sherman Wealth may retain a copy of information that Sherman Wealth or third-parties may contribute to such sites. This information is subject to review and inspection by the CCO of Sherman Wealth or the securities regulators.

Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by Sherman Wealth’s advisory persons after entering into an advisory agreement and provided Sherman Wealth with all requested information about your background.
If you have any questions regarding our social media policies, please Contact Us.

Blog Disclosures

Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital.

The views expressed in this blog post are as of the date of the posting, and are subject to change based on market and other conditions. This blog contains certain statements that may be deemed forward-looking statements. Please note that any such statements are not guarantees of any future performance and actual results or developments may differ materially from those projected.

Please note that nothing in this blog post should be construed as an offer to sell or the solicitation of an offer to purchase an interest in any security or separate account. Nothing is intended to be, and you should not consider anything to be, investment, accounting, tax or legal advice. If you would like investment, accounting, tax or legal advice, you should consult with your own financial advisors, accountants, or attorneys regarding your individual circumstances and needs. No advice may be rendered by Sherman Wealth unless a client service agreement is in place. If you have any questions regarding this Blog Post, please Contact Us.